Fuzzy boundaries: law v policy and regulations v guidance

18th December 2020

Over at Prospect I have done a post on two fascinating paragraphs in the United Kingdom supreme court judgment this week on Heathrow expansion

(Prospect is now commissioning many accessible pieces about law – and so anyone interested in the law in practice should bookmark this ‘Law’ page on Prospect’s new website.)

The two paragraphs in that judgment provide a judicial definition of the phrase ‘government policy’.

In essence, ‘government policy’ when used in a statute means a formal written statement of an established policy.

A ‘government policy’ is not thereby something which you can glean from oral ministerial statements in the house of commons, nor from official acts such as signing international conventions.

(Even though courts in other circumstances are able to refer to oral ministerial statements when construing legislation and, even though international treaties do not have direct effect in domestic law, courts can and do take notice of international obligations on certain questions.)

Nor is a ‘government policy’ something in flux – it has to be a final position.

Given that policies in most areas are as changing as the flow of a river, few policies will ever achieve this final happy state of legal grace.

The supreme court, in other words, defined ‘government policy’ as something which is like law – which of course is something judges and lawyers feel comfortable with.

And so just as courts, and the legal profession generally, tend to prefer people who are just like them, they now prefer policies that look just like laws.

Given that the Heathrow case was only about whether the government had taken account of its policy on climate change – not that it was bound by it but only that it had considered it – and given the government had admitted that it had not taken account of its policy – the supreme court judgment is remarkably and unduly restrictive.

(For what it is worth, I have no objection to Heathrow expansion, but those who do object are right to be irked at this judgment.)

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But as the supreme court decides that ‘government policy’ is akin to law, the government of the United Kingdom is treating laws as akin to guidance.

This is the ever-changing regime of the coronavirus regulations.

This area of law is now so complex that the ‘Hercules’ judge posited by the legal philosopher Ronald Dworkin who could consider every possible legal authority on a give point would struggle to understand his position under the regulations.

Few if any police officers and, in turn, few citizens know what is law and what is guidance any more.

Some have suggested that this fuzziness does not ultimately matter.

https://twitter.com/davidallengreen/status/1333745573803986944

Laws do need to be precise – especially criminal laws.

Criminal sanctions are life-changing events, and all citizens are entitled to know what the criminal law is so that they can regulate their own conduct accordingly.

(If you want to send a message, then use a carrier pigeon.)

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A similar problem is with that dreadful, dishonest phrase ‘enshrined in law’ – a fairly sure sign that there is idiocy afoot, as no laws in the United Kingdom can be ‘enshrined’.

The Brexit departure date was supposedly ‘enshrined in law’ – but was changed anyway.

The. commitment on international aid budget was ‘enshrined in law’ – but this is to be side-stepped.

And, no doubt, there were those who thought that the explicit mention in the Planning Act of the need for consideration of government policy on climate change meant something or other was ‘enshrined in law’.

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And then there is Brexit.

Brexit has followed a non-binding referendum, the result of which had no direct legal consequence.

But the referendum result was treated as if it were binding, in part because of what the government had said in pamphlet sent to every home during the campaign.

The government then triggered Article 50 – a highly significant legal act – but treated it as if it were a mere political gesture which did not need planning or thought as to the consequences.

Throughout Brexit the government has repeatedly toyed with illegality – in 2019 about forcing through a ‘no deal’ exit despite the will of parliament, and in 2020 with its illiberal and misconceived clauses in the Internal Markets Bill.

And, of course, the government has been found twice by the supreme court to be proposing or adopting an unlawful course of action.

The government itself often seems to have no clear view as to what is lawful and what is not, and what the difference is between law and non-law.

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We now have policy as law, law as policy, regulations as guidance, and guidance as regulations.

All of which is framed in normative ‘should’ and ‘should not’ language.

And all of it blurring into a general fuzzy haze.

But the distinctions between law and non-law remain important, despite this fog.

Perhaps we can one day revert to laws being treated as laws, guidance as guidance, and policy as policy – each fulfilling their respective useful but distinct functions.

And perhaps this objective can itself be enshrined in a law, or perhaps not.

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My new “Guided Tours” at the Financial Times

11th June 2020

This blog has been quiet recently, though not through lack of law and policy material.

The main reason has been illness – nothing too serious nor covid-related – but another reason is the fast pace of recent events mean that considered responses are often quickly redundant or at least stale.

My personal Twitter account has therefore been my main means of providing commentary.

There has also, however, been another outlet for my commentary – I have now done two videos for the Financial Times (where I have the wonderful title of “contributing editor”).

I have called these videos “guided tours”.

I sit with a document (but without notes) and speak away into a mic as I go through the document.

The Financial Times’ production wizard Tom Hannen then takes the audio and then applies it to a visual tour of the document which he creates.

The intention of these “guided tour” videos is two-fold.

The first is to give an exposition of a topical document by showing the viewer the way through the document for themselves.

The second is to use that document as a way of explaining things about such documents more generally.

The first document was Dominic Cummings’ statement, which I analysed as a witness statement.

The second was the recent quarantine regulations, which I analysed as a statutory instrument.

My hope is that we can go on to do Acts of Parliament and significant court judgments.

These videos were Tom Hannen’s idea and initiative, not my own (and so he should take the credit), though I instantly realised how they could be useful devices for promoting the public understanding of law.

The videos are hosted at FT.com and also free to view on YouTube – and I have created a playlist to which you can subscribe where I will add each video.

The videos, as with any novelty, have faults but the feedback from legal professionals, trainers and teaches of law has so far been positive – though that may be partly because the videos are a novelty.

Any constructive feedback and suggestions for further videos welcome.

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Thank you for visiting this independent law and policy blog.

Please support the free-to-read and independent legal and policy commentary on this blog and my Twitter account either by the Paypal box above or by becoming a Patreon subscriber.

You can also subscribe to this blog at the subscription box above (on an internet browser) or on a pulldown list (on mobile).

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Comments are welcome but pre-moderated, and so comments will not be published if irksome.

Welcome to the new blog

17th March 2019

Jack of Kent is no more.

I had been getting tired of the old fellow for some time.

Having a blogging name was something you did ten or so years ago, and I chose the name of Jack of Kent after the medieval wizard who outwitted the Devil by close attention to what was said.

It seemed a good name for a legal blog.

But one obvious problem was that my name is not Jack and (although I lived in north Kent when I started the blog) I am not from Kent.

Another problem was that I recently felt I did not know what to do with the JoK name – was it a distinct brand or a distinct approach, was it a character?

It was beginning to feel all rather odd, as I did not tweet nor do my journalism under the JoK name.

So I have now killed the old fellow off.

Bye, Jack.

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This blog is now under the name I do my legal commentary on Twitter and at the Financial Times and elsewhere.

You will see the url has changed.

The JoK name may still crop up in update emails, and so on, until the name change works its way through the system.

And I am afraid a lot of old links will now be dead. I am sorry for the inconvenience that will cause.

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But I have also done more than change the site name.

I have taken down my old posts, as it seemed a good moment to start afresh with my online presence.

(Though over time I may re-post some of the old posts which seem worth re-publishing.)

One nice thing about blogging independently is that you can take things down as easily as you can put things up.

Independent blogging (as opposed to blogs on commercial or news sites) is, in essence, a form of pamphleteering. It is a flexible and often ephemeral medium.

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I think the time has arrived to start afresh with a new personal blog.

Indeed – though I cannot promise – I may even get into the habit of blogging more regularly on here (instead of tweeting).

And it must be said, WordPress is now a lot more user-friendly than it used to be.

Thank you for joining me on this new(ish) blog.

And if you want to subscribe, there is subscription box above (on an internet browser) or on a pulldown list (on mobile).